Financial Conduct Authority - PDFSEARCH.IO - Document Search Engine

Financial Conduct Authority
Results: 435

#	Item
41	Treating Customers Fairly Policy Statement Forex Capital Markets Limited Treating Customers Fairly Policy Statement The fair treatment of customers is one of the key principles of the Financial Conduct Authority in the Add to Reading List Source URL: docs.fxcorporate.com Language: English - Date: 2016-07-27 16:22:59 Foreign exchange companies Finance Money Business FXCM Foreign exchange market
42	April 5, 2016 Regulatory Guidance Regarding FinTech Products and Services OCC White Paper and New CFPB Policy Clarify Regulatory Expectations for Financial Institutions and Other Market Participants Add to Reading List Source URL: www.sullcrom.com Language: English - Date: 2016-04-05 11:50:18 Economy Finance Money Systemic risk United States federal banking legislation Consumer Financial Protection Bureau Corporate crime Financial technology Financial regulation Office of the Comptroller of the Currency Community Reinvestment Act Financial Conduct Authority
43	FCA MARKETS PRACTITIONER PANEL TERMS OF REFERENCE (Approved by the FCA Board 12 DecemberThe Financial Conduct Authority Markets Practitioner Panel (‘the Panel’) is established Add to Reading List Source URL: www.fca-mpp.org.uk Language: English - Date: 2016-07-22 06:01:55 Economy of the United Kingdom Financial Conduct Authority HM Treasury United Kingdom Europe
44	FCA Practitioner Panel publishes its latest survey of industry views 21st July 2016 The FCA Practitioner Panel today published the findings from its 2016 annual survey. The survey gives a view across the financial servic Add to Reading List Source URL: www.fca-pp.org.uk Language: English - Date: 2016-07-21 06:08:06 Economy of the United Kingdom Financial Conduct Authority HM Treasury
45	18th December 2015 Mahin Choudry Competition Division Financial Conduct Authority 25 The North Colonnade Canary Wharf Add to Reading List Source URL: uksif.org Language: English - Date: 2016-01-06 04:18:40 Finance Money Economy Investment Financial services Actuarial science Financial risk Investment management Asset allocation Government Pension Investment Fund Hedge fund
46	Practitioner Panel Financial Services Industry Survey 2013 A topline report by GfK for: FCA Practitioner Panel Add to Reading List Source URL: www.fca-pp.org.uk Language: English - Date: 2015-04-15 11:12:28 Economy of the United Kingdom HM Treasury Economy Finance Money Financial Conduct Authority Financial Services Authority Financial adviser FCA Controlled Functions
47	FCA Smaller Business Practitioner Panel Terms of Reference Add to Reading List Source URL: www.fca-sbpp.org.uk Language: English - Date: 2015-04-22 04:01:06 Economy of the United Kingdom Financial Conduct Authority HM Treasury United Kingdom Europe Independent Financial Adviser
48	Financial Conduct Authority Asset management market study Terms of Reference November 2015 Add to Reading List Source URL: www.fca.org.uk Language: English - Date: 2015-11-18 02:00:00 Financial services Investment Investment management Open-ended investment company Asset management UBS Investment fund Finance Exchange-traded fund Alternative Investment Fund Managers Directive Mirae Asset Group Hedge fund
49	Performance against BP web Add to Reading List Source URL: www.fca.org.uk Language: English - Date: 2016-07-12 07:17:03 Systemic risk Financial regulation International Organization of Securities Commissions Libor Bank Financial Conduct Authority
50	FCA Automotive Services UK Ltd Complaints Data Information about our complaints FCA Automotive Services UK Ltd is authorised and regulated by the Financial Conduct Authority for the sale of general insurances. The compla Add to Reading List Source URL: www.abarthcars.co.uk Language: English - Date: 2016-08-20 05:13:04 Economy of the United Kingdom Financial Conduct Authority HM Treasury